SEC Form 4 · accession 0001127602-16-069114
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Terry
Officer — Chief Lending Officer
Period of report
Dec 2, 2016
Accepted (ET)
Dec 5, 2016 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2016 | M | 2,000 | $36.36 | A | 25,915 | D | |
| Common Stock | Dec 2, 2016 | F | 945 | $77.00 | D | 24,970 | D | |
| Common Stock | holding | — | — | — | 4,157 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.36 | Dec 2, 2016 | M | 2,000 | D | Nov 13, 2009 | Dec 13, 2016 | Common Stock | 2,000 | 0 | D |