SEC Form 4 · accession 0001127602-16-066812
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Macke
Officer — Executive Vice President
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 9:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 863 | $41.37 | A | 8,946 | D | |
| Common Stock | Nov 10, 2016 | M | 918 | $37.84 | A | 9,864 | D | |
| Common Stock | Nov 10, 2016 | S | 634 | $69.78 | D | 9,230 | D | |
| Common Stock | Nov 10, 2016 | S | 644 | $69.7531 | D | 8,586 | D | |
| Common Stock | holding | — | — | — | 2,961 | I | By 401k | |
| Common Stock | holding | — | — | — | 232 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $41.37 | Nov 10, 2016 | M | 863 | D | Jan 1, 2012 | Jan 1, 2019 | Common Stock | 863 | 0 | D |
| Stock Option (Right to Buy) | $37.84 | Nov 10, 2016 | M | 918 | D | Jan 1, 2013 | Jan 1, 2020 | Common Stock | 918 | 0 | D |