SEC Form 4 · accession 0001127602-16-066606
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Macke
Officer — Executive Vice President
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 1,000 | $36.36 | A | 8,252 | D | |
| Common Stock | Nov 7, 2016 | F | 586 | $62.01 | D | 7,666 | D | |
| Common Stock | Nov 7, 2016 | M | 1,100 | $38.54 | A | 8,766 | D | |
| Common StockF1 | Nov 7, 2016 | F | 683 | $62.01 | D | 8,083 | D | |
| Common Stock | holding | — | — | — | 2,961 | I | By 401k | |
| Common Stock | holding | — | — | — | 232 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.36 | Nov 7, 2016 | M | 1,000 | D | Nov 13, 2009 | Dec 13, 2016 | Common Stock | 1,000 | 0 | D |
| Stock Option (Right to Buy) | $38.54 | Nov 7, 2016 | M | 1,100 | D | Nov 20, 2010 | Dec 20, 2017 | Common Stock | 1,100 | 0 | D |
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock