SEC Form 4 · accession 0001127602-16-060344
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pauls
Officer — EVP & General Counsel
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | S | 232 | $57.15 | D | 2,729 | D | |
| Common Stock | Aug 12, 2016 | M | 1,100 | $36.36 | A | 3,829 | D | |
| Common Stock | Aug 12, 2016 | F | 701 | $57.12 | D | 3,128 | D | |
| Common Stock | Aug 15, 2016 | G | 95 | $0.00 | D | 3,033 | D | |
| Common Stock | holding | — | — | — | 719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.36 | Aug 12, 2016 | M | 1,100 | D | Nov 13, 2009 | Dec 13, 2016 | Common Stock | 1,100 | 0 | D |