SEC Form 4 · accession 0001127602-16-053806

UMB FINANCIAL CORP · UMBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President of Subsidiary

Period of report

May 25, 2016

Accepted (ET)

May 27, 2016 · 5:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000101382

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	May 25, 2016	M	9,128	$37.84	A	68,632	D
Common Stock	May 25, 2016	M	4,295	$41.37	A	59,504	D
Common Stock	May 25, 2016	S	100	$56.835	D	75,757	D
Common Stock	May 25, 2016	S	200	$56.01	D	75,857	D
Common Stock	May 25, 2016	M	7,425	$39.97	A	76,057	D
Common Stock	May 25, 2016	S	100	$56.92	D	75,657	D
Common Stock	May 25, 2016	S	25	$57.17	D	75,632	D
Common Stock	May 25, 2016	S	100	$57.185	D	75,532	D
Common Stock	May 25, 2016	S	100	$57.24	D	75,432	D
Common Stock	May 25, 2016	S	100	$57.30	D	75,332	D
Common Stock	May 25, 2016	S	100	$57.36	D	75,232	D
Common Stock	May 25, 2016	S	100	$57.37	D	75,132	D
Common Stock	May 25, 2016	S	100	$57.39	D	75,032	D
Common Stock	May 25, 2016	S	100	$57.41	D	74,932	D
Common Stock	May 25, 2016	S	100	$57.43	D	74,832	D
Common Stock	May 25, 2016	S	290	$57.45	D	74,542	D
Common Stock	May 25, 2016	S	978	$57.46	D	73,564	D
Common Stock	May 25, 2016	S	290	$57.47	D	73,274	D
Common Stock	May 25, 2016	S	100	$57.475	D	73,174	D
Common Stock	May 25, 2016	S	400	$57.48	D	72,774	D
Common Stock	May 25, 2016	S	200	$57.485	D	72,574	D
Common Stock	May 25, 2016	S	200	$57.49	D	72,374	D
Common Stock	May 25, 2016	S	502	$57.50	D	71,872	D
Common Stock	May 25, 2016	S	100	$57.505	D	71,772	D
Common Stock	May 25, 2016	S	708	$57.51	D	71,064	D
Common Stock	May 25, 2016	S	700	$57.52	D	70,364	D
Common Stock	May 25, 2016	S	200	$57.525	D	70,164	D
Common Stock	May 25, 2016	S	1,580	$57.53	D	68,584	D
Common Stock	May 25, 2016	S	100	$57.535	D	68,484	D
Common Stock	holding	—	—		—	240	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$37.84	May 25, 2016	M	9,128	D	Jan 1, 2013	Jan 1, 2020	Common Stock	9,128	0	D
Stock Option (Right to Buy)^F3	$41.37	May 25, 2016	M	4,295	D	Jan 1, 2012	Jan 1, 2019	Common Stock	4,295	0	D
Stock Option (Right to Buy)^F4	$39.97	May 25, 2016	M	7,425	D	Jan 1, 2015	Jan 1, 2022	Common Stock	7,425	2,476	D