SEC Form 4 · accession 0001127602-16-053390

UMB FINANCIAL CORP · UMBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President of Subsidiary

Period of report

May 24, 2016

Accepted (ET)

May 25, 2016 · 3:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000101382

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	May 24, 2016	M	9,607	$37.73	A	64,660	D
Common Stock	May 24, 2016	M	4,162	$41.37	A	68,822	D
Common Stock	May 24, 2016	S	100	$57.53	D	68,722	D
Common Stock	May 24, 2016	S	100	$57.54	D	68,622	D
Common Stock	May 24, 2016	S	1,000	$57.55	D	67,622	D
Common Stock	May 24, 2016	S	6,349	$57.56	D	61,273	D
Common Stock	May 24, 2016	S	100	$57.565	D	61,173	D
Common Stock	May 24, 2016	S	1,325	$57.57	D	59,848	D
Common Stock	May 24, 2016	S	800	$57.575	D	59,048	D
Common Stock	May 24, 2016	S	1,500	$57.58	D	57,548	D
Common Stock	May 24, 2016	S	192	$57.59	D	57,356	D
Common Stock	May 24, 2016	S	300	$57.61	D	57,056	D
Common Stock	May 24, 2016	S	400	$57.62	D	56,656	D
Common Stock	May 24, 2016	S	300	$57.63	D	56,356	D
Common Stock	May 24, 2016	S	204	$57.64	D	56,152	D
Common Stock	May 24, 2016	S	207	$57.65	D	55,945	D
Common Stock	May 24, 2016	S	75	$57.66	D	55,870	D
Common Stock	May 24, 2016	S	817	$57.60	D	55,053	D
Common Stock	holding	—	—		—	240	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$37.73	May 24, 2016	M	9,607	D	Jan 1, 2011	Jan 1, 2018	Common Stock	9,607	0	D
Stock Option (Right to Buy)^F2	$41.37	May 24, 2016	M	4,162	D	Jan 1, 2012	Jan 1, 2019	Common Stock	4,162	4,295	D