SEC Form 4 · accession 0001127602-16-044624

UMB FINANCIAL CORP · UMBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO of Subsidiary

Period of report

Mar 1, 2016

Accepted (ET)

Mar 2, 2016 · 6:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000101382

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 1, 2016	M	1,431	$41.71	A	12,268	D
Common Stock	Mar 1, 2016	M	1,666	$45.07	A	13,679	D
Common Stock	Mar 1, 2016	S	1,431	$51.22	D	12,248	D
Common Stock	Mar 1, 2016	S	900	$51.24	D	11,348	D
Common Stock	Mar 1, 2016	S	766	$51.251	D	10,582	D
Common Stock	holding	—	—		—	93	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$41.71	Mar 1, 2016	M	1,431	D	Jan 1, 2014	Jan 1, 2021	Common Stock	1,431	0	D
Stock Option (Right to Buy)^F2	$45.07	Mar 1, 2016	M	1,666	D	Jan 1, 2015	Jan 1, 2022	Common Stock	1,666	1,667	D