SEC Form 4 · accession 0001127602-16-044242
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Iseman
Officer — CEO of Subsidiary
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 255 | $41.71 | A | 10,837 | D | |
| Common Stock | Mar 26, 2016 | S | 255 | $49.90 | D | 10,582 | D | |
| Common Stock | holding | — | — | — | 93 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $41.71 | Feb 26, 2016 | M | 255 | D | Jan 1, 2014 | Jan 1, 2021 | Common Stock | 255 | 1,431 | D |
Explanation of responses
- F1Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015