SEC Form 4 · accession 0001127602-15-034200
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer M Payne
Officer — Sr. Vice President
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | M | 400 | $32.995 | A | 4,370 | D | |
| Common Stock | Dec 14, 2015 | F | 138 | $46.685 | D | 4,232 | D | |
| Common Stock | holding | — | — | — | 382 | I | By 401k | |
| Common Stock | holding | — | — | — | 169 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.995 | Dec 14, 2015 | M | 400 | D | Nov 14, 2008 | Dec 14, 2015 | Common Stock | 400 | 0 | D |