SEC Form 4 · accession 0001127602-15-033206
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David D King
Officer — EVP/Chief Risk Officer
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | M | 3,618 | $34.84 | A | 10,179 | D | |
| Common Stock | Dec 1, 2015 | F | 533 | $53.005 | D | 9,646 | D | |
| Common Stock | holding | — | — | — | 891 | I | By Esop |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $34.84 | Dec 1, 2015 | M | 3,618 | D | Jan 1, 2009 | Jan 1, 2016 | Common Stock | 3,618 | 0 | D |
Explanation of responses
- F1Options vest 50% after 3years, 75% after 4 years and 100% after 5 years