SEC Form 4 · accession 0001127602-15-033081

UMB FINANCIAL CORP · UMBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director

Period of report

Dec 1, 2015

Accepted (ET)

Dec 3, 2015 · 11:32 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000101382

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 1, 2015	M	14,774	$34.84	A	144,184	D
Common Stock	Dec 1, 2015	F	12,110	$53.005	D	132,074	D
Common Stock	holding	—	—		—	1,845	I	By Esop
Common Stock	holding	—	—		—	12,284	I	By Trust - RC Kemper For John
Common Stock	holding	—	—		—	60,800	I	By Trust - TUW RC Kemper For John Mariner
Common Stock	holding	—	—		—	290,397	I	Held by Kemper Realty
Common Stock	holding	—	—		—	395,989	I	Held by Pioneer Service Corporation
Common Stock	holding	—	—		—	2,161,386	I	By Trust - RC Kemper Irrevocable Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$34.84	Dec 1, 2015	M	14,774	D	Jan 1, 2009	Jan 1, 2016	Common Stock	14,774	0	D