SEC Form 4 · accession 0001127602-15-033079
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 11:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | S | 100 | $52.04 | D | 132,310 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.07 | D | 132,210 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.13 | D | 132,110 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.16 | D | 132,010 | D | |
| Common Stock | Dec 1, 2015 | S | 200 | $52.17 | D | 131,810 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.19 | D | 131,710 | D | |
| Common Stock | Dec 1, 2015 | S | 200 | $52.22 | D | 131,510 | D | |
| Common Stock | Dec 1, 2015 | S | 200 | $52.24 | D | 131,310 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.28 | D | 131,210 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.30 | D | 131,110 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.31 | D | 131,010 | D | |
| Common Stock | Dec 1, 2015 | S | 200 | $52.32 | D | 130,810 | D | |
| Common Stock | Dec 1, 2015 | S | 177 | $52.35 | D | 130,633 | D | |
| Common Stock | Dec 1, 2015 | S | 200 | $52.36 | D | 130,433 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.37 | D | 130,333 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.39 | D | 130,233 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.42 | D | 130,133 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.43 | D | 130,033 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.46 | D | 129,933 | D | |
| Common Stock | Dec 1, 2015 | S | 35 | $52.50 | D | 129,898 | D | |
| Common Stock | Dec 1, 2015 | S | 200 | $52.52 | D | 129,698 | D | |
| Common Stock | Dec 1, 2015 | S | 100 | $52.55 | D | 129,598 | D | |
| Common Stock | Dec 1, 2015 | S | 188 | $52.56 | D | 129,410 | D | |
| Common StockF2 | holding | — | — | — | 1,845 | I | By Esop | |
| Common Stock | holding | — | — | — | 12,284 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 2,161,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired from dividend reinvestment
- F2Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report