SEC Form 4 · accession 0001127602-15-020405
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Desilva
Officer — President and COO · Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 11, 2015 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2015 | M | 14,444 | $38.84 | A | 125,535 | D | |
| Common Stock | Jun 10, 2015 | S | 5,135 | $58.00 | D | 120,400 | D | |
| Common Stock | Jun 10, 2015 | S | 1,200 | $58.01 | D | 119,200 | D | |
| Common Stock | Jun 10, 2015 | S | 1,387 | $58.02 | D | 117,813 | D | |
| Common Stock | Jun 10, 2015 | S | 100 | $58.025 | D | 117,713 | D | |
| Common Stock | Jun 10, 2015 | S | 200 | $58.03 | D | 117,513 | D | |
| Common Stock | Jun 10, 2015 | S | 300 | $58.04 | D | 117,213 | D | |
| Common Stock | Jun 10, 2015 | S | 1,800 | $58.05 | D | 115,413 | D | |
| Common Stock | Jun 10, 2015 | S | 100 | $58.12 | D | 115,313 | D | |
| Common Stock | Jun 10, 2015 | S | 400 | $58.13 | D | 114,913 | D | |
| Common Stock | Jun 10, 2015 | S | 200 | $58.135 | D | 114,713 | D | |
| Common Stock | Jun 10, 2015 | S | 300 | $58.14 | D | 114,413 | D | |
| Common Stock | Jun 10, 2015 | S | 300 | $58.145 | D | 114,113 | D | |
| Common Stock | Jun 10, 2015 | S | 211 | $58.15 | D | 113,902 | D | |
| Common Stock | Jun 10, 2015 | S | 100 | $58.155 | D | 113,802 | D | |
| Common Stock | Jun 10, 2015 | S | 100 | $58.16 | D | 113,702 | D | |
| Common Stock | Jun 10, 2015 | S | 300 | $58.17 | D | 113,402 | D | |
| Common Stock | Jun 10, 2015 | S | 200 | $58.22 | D | 113,202 | D | |
| Common Stock | Jun 10, 2015 | S | 700 | $58.225 | D | 112,502 | D | |
| Common Stock | Jun 10, 2015 | S | 1,411 | $58.23 | D | 111,091 | D | |
| Common Stock | holding | — | — | — | 217 | I | By Esop |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $38.84 | Jun 10, 2015 | M | 14,444 | D | Jan 1, 2010 | Jan 1, 2017 | Common Stock | 14,444 | 0 | D |
Explanation of responses
- F1Includes shares acquired from dividend reinvestment
- F2Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.