SEC Form 4/A · accession 0001127602-15-005822
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Anthony J Fischer
Officer — President UMB Fund Services
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $51.42 | Feb 11, 2015 | A | 4,027 | A | Feb 11, 2018 | Feb 11, 2025 | Common Stock | 4,027 | 4,027 | D |
Explanation of responses
- F1The original Form 4 is being amended to reflect the correct number of options issued in the grant.
- F2Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020