SEC Form 4 · accession 0001127602-15-005775
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Walker Brian
Officer — Chief Financial Officer
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | F | 143 | $52.31 | D | 6,030 | D | |
| Common Stock | Feb 11, 2015 | A | 1,176 | $0.00 | A | 7,206 | D | |
| Common Stock | holding | — | — | — | 182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $51.42 | Feb 11, 2015 | A | 1,394 | A | Feb 11, 2018 | Feb 11, 2025 | Common Stock | 1,394 | 1,394 | D |
Explanation of responses
- F1Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020