SEC Form 4 · accession 0001127602-15-005772
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mariner Kemper
Officer — Chairman and CEO · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | F | 775 | $52.31 | D | 113,744 | D | |
| Common Stock | Feb 11, 2015 | A | 12,964 | $0.00 | A | 126,708 | D | |
| Common Stock | holding | — | — | — | 1,799 | I | By Esop | |
| Common Stock | holding | — | — | — | 12,284 | I | By Trust - RC Kemper For John | |
| Common Stock | holding | — | — | — | 60,800 | I | By Trust - TUW RC Kemper For John Mariner | |
| Common Stock | holding | — | — | — | 290,397 | I | Held by Kemper Realty | |
| Common Stock | holding | — | — | — | 395,989 | I | Held by Pioneer Service Corporation | |
| Common Stock | holding | — | — | — | 3,411,386 | I | By Trust - RC Kemper Irrevocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $51.42 | Feb 11, 2015 | A | 16,612 | A | Feb 11, 2018 | Feb 11, 2025 | Common Stock | 16,612 | 16,612 | D |
Explanation of responses
- F1Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020