SEC Form 4 · accession 0001127602-15-003081
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence G Smith
Officer — Executive Vice President
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2015 | F | 445 | $52.78 | D | 6,347 | D | |
| Common StockF2 | holding | — | — | — | 1,028 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 212 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through dividend reinvestment of restricted stock shares
- F2Participant acquired shares of UMB Financial Corporation through contributions to the UMB Financial 401(k) Plan
- F3Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report