SEC Form 4 · accession 0001707267-18-000018
Wilhelmina International, Inc. · WHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Bartel
10% Owner
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 13, 2018 | P | 5,849 | $5.53 | A | 930,149 | I | Shares purchased by Azzurro Capital Inc. |
| Common StockF3 | Aug 15, 2018 | P | 1,000 | $5.55 | A | 931,149 | I | Shares purchased by Azzurro Capital Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale prices for the shares sold ranged from $5.52 to $5.53
- F2The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F3Azzurro Capital Inc. is wholly owned by the Ralph Bartel 2005 Trust, under which the reporting person is the sole beneficiary.