SEC Form 4 · accession 0001181580-17-000024
Wilhelmina International, Inc. · WHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Andrew McCarthy
Officer — Chief Financial Officer
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013706
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $6.50 | May 9, 2017 | A | 30,000 | A | — | May 9, 2027 | Common Stock | 30,000 | 30,000 | D |
| Employee Stock Option (right to buy)F2 | $7.36 | holding | — | — | — | — | Apr 25, 2026 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Represents employee stock options exercisable as to 6,000 shares on each of May 9, 2018, 2019, 2020, 2021 and 2022.
- F2Represents employee stock options exercisable as to 6,000 shares on each of April 25, 2017, 2018, 2019, 2020 and 2021.