SEC Form 4 · accession 0001181580-17-000004
Wilhelmina International, Inc. · WHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Wackermann
Officer — Chief Executive Officer
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 11:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013706
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.20 | Jan 26, 2017 | A | 200,000 | A | — | Jan 26, 2027 | Common Stock | 200,000 | 200,000 | D |
| Employee Stock Option (right to buy)F2 | $6.50 | holding | — | — | — | — | Jan 26, 2026 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Represents grant of employee stock options which become exercisable in five equal annual installments commencing January 26, 2018.
- F2Represents grant of employee stock options which become exercisable in five equal annual installments commencing January 26, 2017.