SEC Form 4 · accession 0001013606-16-000305
ENDOLOGIX INC /DE/ · ELGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jose A. Lima
Officer — VP-Quality
Period of report
Aug 19, 2016
Accepted (ET)
Aug 22, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2016 | M | 4,710 | $7.53 | A | 42,594 | D | |
| Common Stock | Aug 19, 2016 | S | 4,710 | $11.68 | D | 37,884 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase | $7.53 | Aug 19, 2016 | M | 4,710 | D | Mar 4, 2016 | Feb 4, 2026 | Common Stock | 4,710 | 32,971 | D |