SEC Form 4 · accession 0001013606-15-000163
ENDOLOGIX INC /DE/ · ELGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jose A. Lima
Officer — VP-Quality
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013606
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2015 | A | 1,329 | $0.00 | A | 26,788 | D | |
| Common StockF2 | Nov 13, 2015 | F | 500 | $9.04 | D | 26,288 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award was originally reported on a Form 4 filed with the Securities and Exchange Commission on May 22, 2014. The related goal was achieved and shares vested.
- F2Withholding of shares to satisfy statutory tax withholding obligations related to the vested shares. The Reporting Person made a withholding election on November 13, 2015.
Remarks
The reporting person's beginning share balance includes a number of shares issued under the company's Employee Stock Purchase Plan not previously reported to the Securities and Exchange Commission as the number of share was deemed immaterial by the company.