SEC Form 4 · accession 0001209191-19-004462
BJs RESTAURANTS INC · BJRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Puchner
Officer — Sr. Vice President Brewing Ops
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 9:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2019 | A | 783 | $53.22 | A | 3,093 | D | |
| Common StockF2 | Jan 15, 2019 | F | 73 | $53.22 | D | 3,020 | D | |
| Common StockF2 | Jan 15, 2019 | F | 119 | $53.22 | D | 2,901 | D | |
| Common StockF2,F3 | Jan 15, 2019 | F | 124 | $53.22 | D | 2,777 | D | |
| Common Stock | holding | — | — | — | 2,891 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF4 | $53.22 | Jan 15, 2019 | A | 2,651 | A | Jan 15, 2020 | Jan 15, 2029 | Common Stock | 2,651 | 2,651 | D |
Explanation of responses
- F1These shares represent a Restricted Stock Unit award vesting in three equal installments beginning on January 15, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.
- F2Shares withheld by the Registrant to satisfy minimum statutory withholding requirements on vesting of Restricted Stock Units.
- F3Amount includes 1,858 of unvested Restricted Stock Units.
- F4These stock options vest 33.3% per year beginning on January 15, 2020.