SEC Form 4 · accession 0001209191-18-003788
BJs RESTAURANTS INC · BJRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Puchner
Officer — Sr. Vice President Brewing Ops
Period of report
Jan 15, 2018
Accepted (ET)
Jan 17, 2018 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2018 | F | 135 | $37.70 | D | 1,914 | D | |
| Common StockF1 | Jan 15, 2018 | F | 80 | $37.70 | D | 1,834 | D | |
| Common StockF2,F3 | Jan 15, 2018 | A | 885 | $37.70 | A | 2,719 | D | |
| Common Stock | holding | — | — | — | 7,891 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF4 | $37.70 | Jan 15, 2018 | A | 3,101 | A | Jan 15, 2019 | Jan 15, 2028 | Common Stock | 3,101 | 3,101 | D |
Explanation of responses
- F1Shares withheld by the Registrant to satisfy minimum statutory withholding requirements on vesting of Restricted Stock Units.
- F2These shares represent a Restricted Stock Unit award vesting in three equal installments beginning on January 15, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.
- F3Amount includes 1,950 of unvested Restricted Stock Units.
- F4These stock options vest 33.3% per year beginning on January 15, 2019.