SEC Form 4 · accession 0001214659-19-001761
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria T Shields
Officer — CFO & VP Finance and Admin.
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | M | 12,000 | $48.97 | A | 113,725 | D | |
| Common StockF1 | Feb 28, 2019 | M | 1,704 | $58.67 | A | 115,429 | D | |
| Common StockF2,F1 | Feb 28, 2019 | S | 2,494 | $180.23 | D | 112,935 | D | |
| Common StockF3,F1 | Feb 28, 2019 | S | 1,900 | $181.40 | D | 111,035 | D | |
| Common StockF4,F1 | Feb 28, 2019 | S | 6,210 | $182.56 | D | 104,825 | D | |
| Common StockF5,F1 | Feb 28, 2019 | S | 2,500 | $183.51 | D | 102,325 | D | |
| Common StockF6,F1 | Feb 28, 2019 | S | 500 | $184.14 | D | 101,825 | D | |
| Common StockF1 | Feb 28, 2019 | S | 100 | $186.00 | D | 101,725 | D | |
| Common StockF7,F8 | Mar 3, 2019 | F | 1,278 | $182.23 | D | 100,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To PurchaseF9 | $48.97 | Feb 28, 2019 | M | 12,000 | D | — | Nov 15, 2020 | Common Stock | 12,000 | 0 | D |
| Option To PurchaseF10 | $58.67 | Feb 28, 2019 | M | 1,704 | D | — | Nov 14, 2021 | Common Stock | 1,704 | 0 | D |
Explanation of responses
- F1Includes 27,271 Restricted Stock Units.
- F10The option grant of 1,704 shares granted on 11/14/2011 vested 25% annually in equal installments beginning on the first anniversary of the grant.
- F2The trade was executed in a series of transactions with a price range of $180.00 to $180.99, inclusive, with a weighted average price of $180.23. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The trade was executed in a series of transactions with a price range of $181.00 to $181.98, inclusive, with a weighted average price of $181.40. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The trade was executed in a series of transactions with a price range of $182.00 to $182.99, inclusive, with a weighted average price of $182.56. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The trade was executed in a series of transactions with a price range of $183.00 to $183.98, inclusive, with a weighted average price of $183.51. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F6The trade was executed in a series of transactions with a price range of $184.00 to $184.35, inclusive, with a weighted average price of $184.14. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F7Shares withheld for payment of taxes in connection with the vesting of time-based Restricted Stock Units.
- F8Includes 24,334 Restricted Stock Units.
- F9The option grant of 28,958 shares granted on 11/15/2010 vested 25% annually in equal installments beginning on the first anniversary of the grant.