SEC Form 4 · accession 0001214659-18-006862
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Thurk
Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 1, 2018 | M | 3,500 | $58.67 | A | 29,375 | D | |
| Common StockF1,F3,F2 | Nov 1, 2018 | S | 400 | $150.10 | D | 28,975 | D | |
| Common StockF1,F4,F2 | Nov 1, 2018 | S | 400 | $150.96 | D | 28,575 | D | |
| Common StockF1,F5,F2 | Nov 1, 2018 | S | 900 | $152.28 | D | 27,675 | D | |
| Common StockF1,F6,F2 | Nov 1, 2018 | S | 1,800 | $153.01 | D | 25,875 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF7 | $58.67 | Nov 1, 2018 | M | 3,500 | D | — | Nov 14, 2018 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1Pursuant to a currently effective Rule 10b5-1 plan.
- F2Includes 17,600 Deferred Stock Units and 1,821 Restricted Stock Units.
- F3The trade was executed in a series of transactions with a price range of $149.60 to $150.48, inclusive, with a weighted average price of $150.10. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The trade was executed in a series of transactions with a price range of $150.70 to $151.19, inclusive, with a weighted average price of $150.96. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The trade was executed in a series of transactions with a price range of $151.73 to $152.48, inclusive, with a weighted average price of $152.28. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F6The trade was executed in a series of transactions with a price range of $152.58 to $153.35, inclusive, with a weighted average price of $153.01. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F7The option grant of 3,500 shares granted on 11/14/2011 vested 25% annually in equal installments beginning on the first anniversary of the grant.