SEC Form 4 · accession 0001214659-18-004521
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Cashman III
Director
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 22, 2018 | M | 23,746 | $67.44 | A | 384,252 | D | |
| Common StockF1,F2 | May 22, 2018 | M | 1,254 | $58.67 | A | 385,506 | D | |
| Common StockF1,F3,F2 | May 22, 2018 | S | 5,201 | $176.01 | D | 380,305 | D | |
| Common StockF1,F4,F2 | May 22, 2018 | S | 17,599 | $176.87 | D | 362,706 | D | |
| Common StockF1,F5,F2 | May 22, 2018 | S | 2,200 | $177.79 | D | 360,506 | D | |
| Common Stock | holding | — | — | — | 64,500 | I | Reflects shares held in a family limited partnership. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To PurchaseF6 | $67.44 | Jun 14, 2018 | M | 23,746 | D | — | Nov 14, 2022 | Common Stock | 23,746 | 0 | D |
| Option To PurchaseF7 | $58.67 | Jun 14, 2018 | M | 1,254 | D | — | Nov 14, 2021 | Common Stock | 1,254 | 30,000 | D |
Explanation of responses
- F1Pursuant to a currently effective Rule 10b5-1 plan.
- F2Includes 33,658 Restricted Stock Units.
- F3The trade was executed in a series of transactions with a price range of $175.40 to $176.38, inclusive, with a weighted average price of $176.01. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The trade was executed in a series of transactions with a price range of $176.44 to $177.43, inclusive, with a weighted average price of $176.87. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The trade was executed in a series of transactions with a price range of $177.44 to $177.98, inclusive, with a weighted average price of $177.79. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F6The option grant of 64,000 shares granted on 11/14/2012 vested 25% annually in equal installments beginning on the first annivesary of the grant.
- F7The option grant of 75,000 shares granted on 11/14/2011 vested 25% annually in equal installments beginning on the first anniversary of the grant.