SEC Form 4 · accession 0001214659-18-000890
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria T Shields
Officer — CFO & VP Finance and Admin.
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 1, 2018 | M | 6,000 | $40.89 | A | 88,246 | D | |
| Common StockF2 | Feb 1, 2018 | M | 19,000 | $48.97 | A | 107,246 | D | |
| Common StockF5,F2 | Feb 1, 2018 | S | 5,567 | $161.55 | D | 101,679 | D | |
| Common StockF6,F2 | Feb 1, 2018 | S | 14,616 | $162.69 | D | 87,063 | D | |
| Common StockF7,F2 | Feb 1, 2018 | S | 4,817 | $163.14 | D | 82,246 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To PurchaseF3 | $40.89 | Feb 1, 2018 | M | 6,000 | D | — | Nov 16, 2019 | Common Stock | 6,000 | 0 | D |
| Option To PurchaseF4 | $48.97 | Feb 1, 2018 | M | 19,000 | D | — | Nov 15, 2020 | Common Stock | 19,000 | 12,000 | D |
Explanation of responses
- F1Pursuant to a 10b5-1 plan currently in place.
- F2Includes 27,861 Restricted Stock Units, as well as 99 shares acquired under the Ansys Employee Stock Purchase Plan on January 31, 2018.
- F3The option grant of 31,000 shares granted on 11/16/2009 vested 25% annually in equal installments beginning on the first anniversary of the grant.
- F4The option grant of 31,000 shares granted on 11/15/2010 vested 25% annually in equal installments beginning on the first anniversary of the grant.
- F5The sales were executed in a series of transactions with a price range of $160.99 to $161.95, inclusive, with a weighted average price of $161.55. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F6The sales were executed in a series of transactions with a price range of $162.04 to $162.99, inclusive, with a weighted average price of $162.69. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F7The sales were executed in a series of transactions with a price range of $163.00 to $163.36, inclusive, with a weighted average price of $163.14. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.