SEC Form 4 · accession 0001214659-18-000121
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S. Mahoney
Officer — VP, WORLDWIDE SALES & SUPPORT
Period of report
Dec 30, 2017
Accepted (ET)
Jan 3, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 30, 2017 | F | 473 | $147.59 | D | 16,227 | D | |
| Common StockF3,F2 | Jan 2, 2018 | M | 7,500 | $92.49 | A | 23,727 | D | |
| Common StockF3,F4,F2 | Jan 2, 2018 | S$0 | 7,500 | — | D | 16,227 | D | |
| Common StockF3,F2 | Jan 2, 2018 | S | 1,027 | $148.15 | D | 15,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To PurchaseF3,F5 | $92.49 | Jan 2, 2018 | M | 7,500 | D | — | Dec 30, 2026 | Common Stock | 7,500 | 22,500 | D |
Explanation of responses
- F1These shares were retained by the Company in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of restricted stock units granted to the Reporting Person on December 30, 2016
- F2Includes 15,200 Restricted Stock Units.
- F3Pursuant to a 10b5-1 plan currently in place.
- F4The trade was executed in a series of transactions with a price range of $147.12 to $148.15, inclusive, with a weighted average price of $147.528254. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The option grant of 30,000 shares granted on 12/30/2016 vests 25% annually in equal installments beginning on the first anniversary of the grant.