SEC Form 4 · accession 0001214659-16-013602
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Andrew Kocis
Officer — VP, WORLDWIDE SALES & SUPPORT
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | Sep 2, 2016 | S$0 | 1,200 | — | D | 20,310 | D | |
| Common StockF4 | Sep 2, 2016 | M | 1,816 | $76.94 | A | 22,126 | D | |
| Common StockF2,F4 | Sep 2, 2016 | S$0 | 1,816 | — | D | 20,310 | D | |
| Common StockF3,F4 | Sep 2, 2016 | S$0 | 685 | — | D | 19,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To PurchaseF5 | $76.94 | Sep 2, 2016 | M | 1,816 | D | — | Jul 31, 2024 | Common Stock | 1,816 | 15,000 | D |
Explanation of responses
- F1The trade was executed in a series of transactions with a price range of $95.271 to $95.273, inclusive, with a weighted average price of $95.272833. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The trade was executed in a series of transactions with a price range of $95.00 to $95.11, inclusive, with a weighted average price of $95.068062. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The trade was executed in a series of transactions with a price range of $95.03 to $95.05, inclusive, with a weighted average price of $95.047518. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Includes 15,900 Restricted Stock Units.
- F5The option grant of 30,000 shares granted on 07/31/2014 vests 25% annually in equal installments beginning on the first anniversary of the grant.