SEC Form 4 · accession 0001214659-16-010582
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Cashman III
Officer — President and CEO · Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 29, 2016 | M | 31,562 | $24.01 | A | 385,725 | D | |
| Common StockF3,F1,F2 | Mar 29, 2016 | S$0 | 31,562 | — | D | 354,163 | D | |
| Common StockF1,F2 | Mar 30, 2016 | M | 5,474 | $24.01 | A | 359,637 | D | |
| Common StockF4,F1,F2 | Mar 30, 2016 | S$0 | 5,474 | — | D | 354,163 | D | |
| Common Stock | holding | — | — | — | 64,500 | I | Reflects shares held in a family limited partnership. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To PurchaseF1,F5 | $24.01 | Mar 29, 2016 | M | 31,562 | D | — | Nov 20, 2016 | Common Stock | 31,562 | 5,474 | D |
| Option To PurchaseF1,F5 | $24.01 | Mar 30, 2016 | M | 5,474 | D | — | Nov 20, 2016 | Common Stock | 5,474 | 0 | D |
Explanation of responses
- F1Pursuant to a 10b5-1 plan currently in place.
- F2Includes 65,250 Restricted Stock Units
- F3The trade was executed in a series of transactions with a price range of $89.00 to $89.065, inclusive, with a weighted average price of $89.017836. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The trade was executed in a series of transactions with a price range of $88.09 to $89.13 inclusive, with a weighted average price of $88.913078. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The option grant of 140,000 shares granted on 11/20/2006 vests 25% annually in equal installments beginning on the first anniversary of the grant.