SEC Form 4 · accession 0001214659-15-004798
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Cashman III
Officer — President and CEO · Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 11, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jun 9, 2015 | M | 39,808 | $24.01 | A | 367,622 | D | |
| Common StockF1 | Jun 9, 2015 | S$0 | 39,808 | $0.00 | D | 327,814 | D | |
| Common Stock | Jun 10, 2015 | M | 10,192 | $24.01 | A | 338,006 | D | |
| Common StockF2 | Jun 10, 2015 | S$0 | 10,192 | $0.00 | D | 327,814 | D | |
| Common Stock | holding | — | — | — | 64,500 | I | Reflects shares held in a family limited partnership. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To PurchaseF4 | $24.01 | Jun 9, 2015 | M | 39,808 | D | — | Nov 20, 2016 | Common Stock | 39,808 | 100,192 | D |
| Option To PurchaseF4 | $24.01 | Jun 10, 2015 | M | 10,192 | D | — | Nov 20, 2016 | Common Stock | 10,192 | 90,000 | D |
Explanation of responses
- F1The trade was executed in a series of transactions with a price range of $88.03 to $89.11, inclusive, with a weighted average price of $88.739789. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The trade was executed in a series of transactions with a price range of $89.36 to $89.685, inclusive, with a weighted average price of $89.523673. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Includes 42,000 Restricted Stock Units
- F4The option grant of 140,000 shares granted on 11/20/2006 vests 25% annually in equal installments beginning on the first anniversary of the grant.