SEC Form 4 · accession 0001214659-15-002203
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Smith
Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 9, 2015 | M | 1,000 | $19.21 | A | 145,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 1,000 | $26.95 | A | 146,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 1,000 | $28.40 | A | 147,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 1,000 | $36.68 | A | 148,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 4,000 | $40.87 | A | 152,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 4,000 | $40.89 | A | 156,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 4,000 | $44.62 | A | 160,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 4,000 | $45.39 | A | 164,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 4,000 | $48.97 | A | 168,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 1,750 | $61.68 | A | 170,223 | D | |
| Common StockF2 | Mar 9, 2015 | M | 1,750 | $65.72 | A | 171,973 | D | |
| Common StockF2 | Mar 9, 2015 | M | 1,750 | $67.44 | A | 173,723 | D | |
| Common StockF2 | Mar 9, 2015 | M | 875 | $75.91 | A | 174,598 | D | |
| Common StockF2 | Mar 9, 2015 | M | 875 | $77.23 | A | 175,473 | D | |
| Common StockF2 | Mar 9, 2015 | M | 875 | $84.14 | A | 176,348 | D | |
| Common StockF1,F2 | Mar 9, 2015 | S$0 | 26,268 | — | D | 150,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To PurchaseF3 | $19.21 | Mar 9, 2015 | M | 1,000 | D | — | Mar 2, 2016 | Common Stock | 1,000 | 0 | D |
| Option To PurchaF4 | $26.95 | Mar 9, 2015 | M | 1,000 | D | — | May 15, 2016 | Common Stock | 1,000 | 0 | D |
| Option To PurchaF5 | $28.40 | Mar 9, 2015 | M | 1,000 | D | — | Nov 14, 2015 | Common Stock | 1,000 | 0 | D |
| Option To PurchaF6 | $36.68 | Mar 9, 2015 | M | 1,000 | D | — | Aug 14, 2016 | Common Stock | 1,000 | 0 | D |
| Option to PurchaseF7 | $40.87 | Mar 9, 2015 | M | 4,000 | D | — | Aug 16, 2017 | Common Stock | 4,000 | 0 | D |
| Option To PurchaF8 | $40.89 | Mar 9, 2015 | M | 4,000 | D | — | Nov 16, 2016 | Common Stock | 4,000 | 0 | D |
| Option To PurchaF9 | $44.62 | Mar 9, 2015 | M | 4,000 | D | — | Mar 2, 2017 | Common Stock | 4,000 | 0 | D |
| Option To PurchaseF10 | $45.39 | Mar 9, 2015 | M | 4,000 | D | — | May 17, 2017 | Common Stock | 4,000 | 0 | D |
| Option To PurchaseF11 | $48.97 | Mar 9, 2015 | M | 4,000 | D | — | Nov 15, 2017 | Common Stock | 4,000 | 0 | D |
| Option To PurchaF12 | $61.68 | Mar 9, 2015 | M | 1,750 | D | — | May 15, 2019 | Common Stock | 1,750 | 0 | D |
| Option To PurchaF13 | $65.72 | Mar 9, 2015 | M | 1,750 | D | — | Aug 14, 2019 | Common Stock | 1,750 | 0 | D |
| Option To PurchaF14 | $67.44 | Mar 9, 2015 | M | 1,750 | D | — | Nov 14, 2019 | Common Stock | 1,750 | 0 | D |
| Option To PurchaF15 | $75.91 | Mar 9, 2015 | M | 875 | D | — | May 15, 2020 | Common Stock | 875 | 0 | D |
| Option To PurchaF16 | $77.23 | Mar 9, 2015 | M | 875 | D | — | Mar 4, 2020 | Common Stock | 875 | 0 | D |
| Option To PurchaF17 | $84.14 | Mar 9, 2015 | M | 875 | D | — | Nov 14, 2020 | Common Stock | 875 | 0 | D |
Explanation of responses
- F1The trade was executed in a series of transactions with a price range of $85.76 to $86.00, inclusive, with a weighted average price of $85.907111. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F10The option grant of 4,000 shares granted on 05/17/2010 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F11The option grant of 4,000 shares granted on 11/15/2010 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F12The option grant of 3,500 shares granted on 05/15/2012 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F13The option grant of 3,500 shares granted on 08/14/2012 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F14The option grant of 3,500 shares granted on 11/14/2012 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F15The option grant of 3,500 shares granted on 05/15/2013 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F16The option grant of 3,500 shares granted on 03/04/2013 vests 25% annually in equal installments beginning on the first anniversary of the grant
- F17The option grant of 3,500 shares granted on 11/14/2013 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F2Includes 12,600 Deferred Stock Units
- F3The option grant of 4,000 shares granted on 03/02/2009 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F4The option grant of 4,000 shares granted on 05/15/2009 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F5The option grant of 4,000 shares granted on 11/14/2008 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F6The option grant of 4,000 shares granted on 08/14/2009 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F7The option grant of 4,000 shares granted on 08/16/2010 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F8The option grant of 4,000 shares granted on 11/16/2009 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F9The option grant of 4,000 shares granted on 03/02/2010 vests 25% annually in equal installments beginning on the first anniversary of the grant.