SEC Form 4 · accession 0001214659-15-001988
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford C Morley
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2015 | A | 1,400 | $0.00 | A | 10,600 | D | |
| Common StockF2 | Mar 2, 2015 | M | 4,000 | $36.68 | A | 14,600 | D | |
| Common StockF2 | Mar 2, 2015 | M | 4,000 | $26.95 | A | 18,600 | D | |
| Common StockF2 | Mar 2, 2015 | M | 4,000 | $19.21 | A | 22,600 | D | |
| Common StockF2 | Mar 2, 2015 | M | 4,000 | $28.40 | A | 26,600 | D | |
| Common StockF2 | Mar 2, 2015 | M | 4,000 | $46.68 | A | 30,600 | D | |
| Common StockF2 | Mar 2, 2015 | M | 4,500 | $23.91 | A | 35,100 | D | |
| Common StockF3,F2 | Mar 2, 2015 | S$0 | 24,500 | — | D | 10,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To PurchaseF4 | $36.68 | Mar 2, 2015 | M | 4,000 | D | — | Aug 14, 2016 | Common Stock | 4,000 | 0 | D |
| Option to PurchaseF5 | $26.95 | Mar 2, 2015 | M | 4,000 | D | — | May 15, 2016 | Common Stock | 4,000 | 0 | D |
| Option To PurchaseF6 | $19.21 | Mar 2, 2015 | M | 4,000 | D | — | Mar 2, 2016 | Common Stock | 4,000 | 0 | D |
| Option To PurchaseF7 | $28.40 | Mar 2, 2015 | M | 4,000 | D | — | Nov 14, 2015 | Common Stock | 4,000 | 0 | D |
| Option To PurchaseF8 | $46.68 | Mar 2, 2015 | M | 4,000 | D | — | Aug 15, 2015 | Common Stock | 4,000 | 0 | D |
| Option To PurchaseF9 | $23.91 | Mar 2, 2015 | M | 4,500 | D | — | Jun 30, 2016 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1Represents Deferred Stock Units ("DSUs") issued under the Fourth Amended and Restated ANSYS, Inc. 1996 Stock Option and Grant Plan in accordance with the 12/31/13 annual grant election of the Chairman and non-affiliated independent directors. Each DSU is settled solely for one share of Common Stock upon termination of services as a Director. The grant of 1,400 DSUs is made quarterly in arrears and is fully vested at grant date.
- F2Includes 5,600 Deferred Stock Units
- F3The trade was executed in a series of transactions with a price range of $85.74 to $86.09, inclusive, with a weighted average price of $85.797785. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The option grant of 4,000 shares granted on 08/14/2009 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F5The option grant of 4,000 shares granted on 05/15/2009 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F6The option grant of 4,000 shares granted on 03/02/2009 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F7The option grant of 4,000 shares granted on 11/14/2008 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F8The option grant of 4,000 shares granted on 08/15/2008 vests 25% annually in equal installments beginning on the first anniversary of the grant.
- F9The option grant of 6,000 shares granted on 06/30/2006 vests 25% annually in equal installments beginning on the first anniversary of the grant.