SEC Form 4 · accession 0001567619-19-005565
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Sanders
Officer — Senior Vice President
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 2:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2019 | M | 1,650 | $18.03 | A | 1,650 | D | |
| Common Stock | Feb 26, 2019 | S | 1,650 | $31.32 | D | 0 | D | |
| Common Stock | Feb 26, 2019 | M | 139 | $17.93 | A | 139 | D | |
| Common Stock | Feb 26, 2019 | S | 139 | $31.32 | D | 0 | D | |
| Common Stock | Feb 27, 2019 | M | 821 | $17.93 | A | 821 | D | |
| Common Stock | Feb 27, 2019 | S | 821 | $31.10 | D | 0 | D | |
| Common Stock | holding | — | — | — | 375 | I | LLC (25% Owner) | |
| Common Stock | holding | — | — | — | 9,595 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options Right-to-Buy | $18.03 | Feb 26, 2019 | M | 1,650 | D | Dec 31, 2013 | Dec 31, 2022 | Common Stock | 1,650 | 10,750 | D |
| Options Right-to-Buy | $17.93 | Feb 26, 2019 | M | 139 | D | Dec 31, 2014 | Dec 31, 2023 | Common Stock | 139 | 10,611 | D |
| Options Right-to-Buy | $17.93 | Feb 27, 2019 | M | 821 | D | Dec 31, 2014 | Dec 31, 2023 | Common Stock | 821 | 9,790 | D |