SEC Form 4 · accession 0001567619-19-001587
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Adams
Director
Period of report
Jan 24, 2019
Accepted (ET)
Jan 24, 2019 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2019 | P | 1,030 | $29.34 | A | 35,277 | D | |
| Common Stock | holding | — | — | — | 10,870 | I | Spouse IRA | |
| Common StockF1 | holding | — | — | — | 180 | I | Restricted Stock Award | |
| Common StockF2 | holding | — | — | — | 315 | I | Restricted Stock Award | |
| Common StockF3 | holding | — | — | — | 40 | I | Restricted Stock Award | |
| Common StockF4 | holding | — | — | — | 700 | I | Restricted Stock Award |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F2Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F3Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F4Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.