SEC Form 4 · accession 0001567619-18-008755

NORWOOD FINANCIAL CORP · NWFL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 28, 2018

Accepted (ET)

Dec 28, 2018 · 11:38 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001013272

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 28, 2018	M	825	$16.67	A	11,457	D
Common Stock^F1	holding	—	—		—	105	I	Restricted Stock Award
Common Stock^F2	holding	—	—		—	180	I	Restricted Stock Award
Common Stock^F3	holding	—	—		—	315	I	Restricted Stock Award
Common Stock^F4	holding	—	—		—	40	I	Restricted Stock Award
Common Stock^F5	holding	—	—		—	700	I	Restricted Stock Awards

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options - Right-to-Buy	$16.67	Dec 28, 2018	M	825	D	Dec 31, 2009	Dec 31, 2018	Common Stock	825	5,350	D

F1Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F2Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F3Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F4Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F5Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.