SEC Form 4 · accession 0001567619-18-007856
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Meg L Hungerford
Director
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 11, 2018 | A | 700 | $32.34 | A | 700 | I | Restricted Stock Award |
| Common Stock | holding | — | — | — | 756 | D | ||
| Common Stock | holding | — | — | — | 1,210 | I | Custodian for Children | |
| Common StockF1 | holding | — | — | — | 40 | I | Restricted Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right-to-Buy | $32.34 | Dec 11, 2018 | A | 300 | A | Dec 11, 2019 | Dec 11, 2028 | Common Stock | 300 | 1,300 | D |
Explanation of responses
- F1Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F2Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.