SEC Form 4 · accession 0001567619-18-007854

NORWOOD FINANCIAL CORP · NWFL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 11, 2018

Accepted (ET)

Dec 13, 2018 · 1:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001013272

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F5	Dec 11, 2018	A	700	$32.34	A	700	I	Restricted Stock Award
Common Stock	holding	—	—		—	2,647	D
Common Stock	holding	—	—		—	3,240	I	IRA
Common Stock	holding	—	—		—	5,544	I	Forte, Inc.
Common Stock^F1	holding	—	—		—	105	I	Restricted Stock Award
Common Stock^F2	holding	—	—		—	180	I	Restricted Stock Award
Common Stock^F3	holding	—	—		—	315	I	Restricted Stock Award
Common Stock^F4	holding	—	—		—	40	I	Restricted Stock Award

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options - Right-to-Buy	$32.34	Dec 11, 2018	A	300	A	Dec 11, 2019	Dec 11, 2028	Common Stock	300	5,350	D

F1Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F2Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F3Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F4Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F5ward vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.