SEC Form 4 · accession 0001193125-26-383813
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent O'Bell
Officer — EVP & Chief Lending Officer
Period of report
Sep 2, 2026
Accepted (ET)
Sep 4, 2026 · 5:07 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2026 | M | 1,500 | $32.81 | A | 5,892 | D | |
| Common Stock | Sep 2, 2026 | S | 1,500 | $34.502 | D | 4,392 | D | |
| Common Stock | Sep 2, 2026 | M | 1,500 | $32.34 | A | 5,892 | D | |
| Common Stock | Sep 2, 2026 | S | 1,100 | $34.502 | D | 4,792 | D | |
| Common Stock | Sep 2, 2026 | S | 100 | $34.61 | D | 4,692 | D | |
| Common Stock | Sep 2, 2026 | S | 300 | $34.675 | D | 4,392 | D | |
| Common Stock | Sep 4, 2026 | M | 750 | $22.3733 | A | 5,142 | D | |
| Common Stock | Sep 4, 2026 | M | 1,500 | $26.93 | A | 6,642 | D | |
| Common StockF1 | holding | — | — | — | 300 | I | Restricted Stock Award | |
| Common StockF2 | holding | — | — | — | 600 | I | Restricted Stock Award | |
| Common StockF3 | holding | — | — | — | 900 | I | Restricted Stock Award | |
| Common StockF4 | holding | — | — | — | 1,200 | I | Restricted Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $32.81 | Sep 2, 2026 | M | 1,500 | D | Dec 12, 2018 | Dec 12, 2027 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option (right to buy) | $32.34 | Sep 2, 2026 | M | 1,500 | D | Dec 11, 2019 | Dec 11, 2028 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option (right to buy) | $22.3733 | Sep 4, 2026 | M | 750 | D | Dec 13, 2017 | Dec 13, 2026 | Common Stock | 750 | 750 | D |
| Employee Stock Option (right to buy) | $26.93 | Sep 4, 2026 | M | 1,500 | D | Dec 8, 2021 | Dec 8, 2030 | Common Stock | 1,500 | 2,250 | D |
Explanation of responses
- F1Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F2Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F3Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F4Award vests in five equal installments beginning on December 15, 2025 and annually thereafter during such periods of continued service as and Employee, Outside Director or Director Emeritus, as applicable.