SEC Form 4 · accession 0001140361-18-020446
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Sanders
Officer — Senior Vice President
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2018 | M | 1,000 | $17.33 | A | 1,000 | D | |
| Common Stock | Apr 26, 2018 | S | 1,000 | $30.48 | D | 0 | D | |
| Common Stock | holding | — | — | — | 375 | I | LLC (25% Owner) | |
| Common Stock | holding | — | — | — | 9,345 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options Right-to-Buy | $17.33 | Apr 26, 2018 | M | 1,000 | D | Dec 31, 2010 | Dec 31, 2019 | Common Stock | 1,000 | 14,350 | D |