SEC Form 4 · accession 0001140361-17-046957
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Phillips
Director
Period of report
Dec 19, 2017
Accepted (ET)
Dec 21, 2017 · 10:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2017 | G | 150 | $0.00 | D | 9,413 | D | |
| Common StockF1 | holding | — | — | — | 210 | I | Restricted Stock Award | |
| Common StockF2 | holding | — | — | — | 270 | I | Restricted Stock Award | |
| Common StockF3 | holding | — | — | — | 420 | I | Restricted Stock Award | |
| Common StockF4 | holding | — | — | — | 50 | I | Restricted Stock Award |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F2Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F3Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F4Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.