SEC Form 4 · accession 0001140361-17-028571
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Sanders
Officer — Senior Vice President
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 21, 2017 | M | 550 | $28.41 | A | 550 | D | |
| Common Stock | Jul 21, 2017 | S | 550 | $43.00 | D | 0 | D | |
| Common Stock | Jul 24, 2017 | M | 550 | $28.41 | A | 550 | D | |
| Common Stock | Jul 24, 2017 | M | 1,100 | $25.00 | A | 1,650 | D | |
| Common Stock | Jul 24, 2017 | S | 1,650 | $43.20 | D | 0 | D | |
| Common Stock | holding | — | — | — | 250 | I | LLC (25% Owner) | |
| Common Stock | holding | — | — | — | 6,230 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options Right-to-Buy | $28.41 | Jul 21, 2017 | M | 550 | D | Dec 31, 2008 | Dec 31, 2017 | Common Stock | 550 | 10,550 | D |
| Options Right-to-Buy | $28.41 | Jul 24, 2017 | M | 550 | D | Dec 31, 2008 | Dec 31, 2017 | Common Stock | 550 | 10,000 | D |
| Options Right-to-Buy | $25.00 | Jul 24, 2017 | M | 1,100 | D | Dec 31, 2009 | Dec 31, 2018 | Common Stock | 1,100 | 8,900 | D |