SEC Form 4 · accession 0001140361-16-089744
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Phillips
Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 10:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Dec 13, 2016 | A | 350 | $33.56 | A | 350 | I | Restricted Stock Award |
| Common Stock | holding | — | — | — | 5,625 | D | ||
| Common StockF1 | holding | — | — | — | 210 | I | Restricted Stock Award | |
| Common StockF2 | holding | — | — | — | 240 | I | Restricted Stock Award |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F2Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- F3Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.