SEC Form 4 · accession 0001140361-16-087628
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Sanders
Officer — Senior Vice President
Period of report
Nov 22, 2016
Accepted (ET)
Nov 22, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 1,100 | $28.64 | A | 1,100 | D | |
| Common Stock | Nov 22, 2016 | S | 1,100 | $30.35 | D | 0 | D | |
| Common Stock | holding | — | — | — | 5,995 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options Right-to-Buy | $28.64 | Nov 22, 2016 | M | 1,100 | D | Dec 29, 2007 | Dec 29, 2016 | Common Stock | 1,100 | 8,600 | D |