SEC Form 4 · accession 0001140361-15-044339
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis J Critelli
Officer — President & CEO · Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 14, 2015 · 12:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 8, 2015 | A | 1,250 | $28.55 | A | 1,250 | I | Restricted Stock Award |
| Common Stock | holding | — | — | — | 9,523 | D | ||
| Common Stock | holding | — | — | — | 15,355 | I | ESOP | |
| Common StockF1 | holding | — | — | — | 2,000 | I | Restricted Stock Award |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable..
- F2Award vests in five actual installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.