SEC Form 4 · accession 0001140361-15-033045
NORWOOD FINANCIAL CORP · NWFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Forte
Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 21, 2015 · 9:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2015 | M | 550 | $25.00 | A | 550 | D | |
| Common Stock | holding | — | — | — | 1,565 | I | IRA | |
| Common Stock | holding | — | — | — | 3,163 | I | Forte, Inc. | |
| Common StockF1 | holding | — | — | — | 350 | I | Restricted Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option - Right to Buy | $25.00 | Aug 20, 2015 | M | 550 | D | Dec 31, 2009 | Dec 31, 2018 | Common Stock | 550 | 3,250 | D |
Explanation of responses
- F1Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable..