SEC Form 4 · accession 0001209191-16-110108
ARADIGM CORP · ARDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy E Pecota
Officer — VP and CFO
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2016 | A | 20,000 | $4.04 | A | 49,927 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award subject to repurchase by the Company, which repurchase right lapses quarterly over four years from March 18, 2016.