SEC Form 4 · accession 0001209191-16-094286
ARADIGM CORP · ARDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Juergen Kurt Froehlich
Officer — Chief Medical Officer
Period of report
Jan 28, 2016
Accepted (ET)
Jan 29, 2016 · 8:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | J | 2,746 | $5.37 | A | 17,307 | D | |
| Common StockF1 | Oct 1, 2015 | J | 1 | $5.64 | A | 17,308 | D | |
| Common StockF2 | Jan 28, 2016 | A | 54,000 | $0.00 | A | 71,308 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under Aradigm Corporation's Employee Stock Purchase Plan.
- F2The restricted stock vests on January 28, 2018.