SEC Form 4 · accession 0001209191-15-080229
ARADIGM CORP · ARDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Virgil Thompson
Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013238
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.50 | Nov 12, 2015 | A | 19,940 | A | — | Nov 12, 2025 | Common Stock | 19,940 | 19,940 | D |
Explanation of responses
- F1The non-qualified stock option vests in four equal quarterly installments over one year commencing on May 14, 2015.